Abstract.

We study spaces X for which the space Homp(X) of automorphisms with the topology of point-wise convergence is a topological group. We identify large classes of spaces X for which Homp(X) is or is not a topological group.

keywords:
topology of point-wise convergence; topological group; automorphism.
MSC:
54H11; 54C10.

1. Introduction

The focus of this study is the set of homeomorphic bijections (automorphisms) of a space X with itself, denoted by Hom(X), endowed with the topology of point-wise convergence. The resulting space is denoted by Homp(X). Recall that a standard basic set of this topology is in the form {hHom(X):h(xi)Oi,i=1,,n}, where x1,,xn are arbitrary fixed elements of X and O1,,On are arbitrary fixed open subsets of X. It is known that Hom(X) is an algebraic group with respect to the operation of composition, which is always assumed to be the group operation in this study. It is well-known that Homp(X) need not be a topological group. For example, Homp(2) is not a topological group as mentioned in one of the exercises in [1]. There are also many examples of spaces for which the respective structure is a topological group. For example, Homp(L) is a topological group for any connected linearly ordered space L ([6]). Moreover, it was shown in [2] that Homp(X) is a topological group whenever X is the union of finitely many closed connected linearly ordered subspaces. In this study, we will focus on finding spaces X for which Homp(X) is a topological group. To justify a clear lack of homogeneity in our candidates, we first start by proving that too much of homogeneity in X is often the reason for Homp(X) not being a topological group. Clearly, Homp(X) is a topological group if X has no automorphisms except the identity. The spaces in this study are rich with automorphisms.

In notation and terminology we will follow [3]. For general facts on topological groups, we refer the reader to [1]. To distinguish ordered pairs from open intervals, the former will be denoted by a,b and the latter by (a,b). All spaces are assumed Tychonov. If S and T are subsets of Hom(X) for some X, then ST and S1 are the sets {fg:fS,gT} and {f1:fS}, respectively.

2. Ones That Are Not

Let us start by identifying a large class of spaces that cannot be a source for our examples. Among those are spaces with high degree of homogeneity, namely, the spaces that are strongly n-homogeneous for each positive integer n and have no isolated points. Recall that a space X is strongly n-homogeneous if given any two n-sized subsets A and B of X and any bijection h:AB there exists fHom(X) such that f|=Ah. This concept is as classical and well-studied as the concept of homogeneity itself. We would like to reference one paper in connection with this concept, namely, that of G. Ungar [7] due to the fact that the author of that paper studies Hom(X) as well but with the compact-open topology. Many classical objects are strongly n-homogeneous. In particular, the space of rationals, the space of irrationals, the Cantor Set, and n for any n>1 have the property. Note that the space of reals is not such since any homeomorphism on the reals must preserve or reverse the order.

The arguments of Lemmas 2.1 and 2.3 are very standard and have been used by many when exercising in proofs that Homp(2) or alike is not a topological group. The goal of discussing these folklore results in the presented forms is to justify the routes we choose in the next section in our search for spaces X for which Homp(X) is a topological group.

Lemma 2.1.

Let X have no isolated points. If X is strongly n-homogeneous for each n, then the map f,gfg is not continuous on Homp(X)×Homp(X).

Proof 2.2.

Fix arbitrary f,gHom(X), xX, and an open neighborhood Oz of z=f(g(x)) such that XO¯z. Let Vfg={hHom(X):h(x)Oz}. Let Vf and Vg be arbitrary neighborhoods of f and g, respectively. Our goal is to show that VfVg is not a subset of Vfg.

Put y=g(x). We may assume that there exist y1=y,y2,,yn and open O1,,On such that Vf={hHom(X):h(yi)Oi,i=1,,n}. Similarly, we may assume that there exist x1=x,x2,,xm and open B1,,Bm such that Vg={hHom(X):h(xi)Bi,i=1,,m}. Since X has no isolated points, we can pick xX{x,x2,.,xm} and yB1{g(xi):i=1,,m}. By strong m-homogeneity, there exists g1Hom(X) such that g1(x)=y,g1(x)=y, and g1(xi)=g(xi) for i=2,,m. Clearly g1Vg. Next pick an arbitrary zXOz. By strong n-homogeneity, there exists f1Hom(X) such that f1(y)=z, and f1(yi)=f(xi) for i=1,,n. Clearly f1Vf. Since f1(g1(x))=zOz, our goal is achieved.

Lemma 2.3.

Let X have no isolated points. If X is strongly n-homogeneous for each n, then the map ff1 is not continuous on Homp(X).

Proof 2.4.

Fix an arbitrary fHom(X), xX, and an open neighborhood Ox of x such that XO¯x. Let V={hHom(X):h(y)Ox}, where f(x)=y. Then V is an open neighborhood of f1. Let U be an arbitrary neighborhood of f. It suffices to show that U1 is not a subset of V. We may assume that there exist a finite n-sized subset {xi:i=1,,n} of X and a collection of open sets {Oi:i=1,,n} of X such that U={hHom(X):h(xi)Oifori=1,,n}. Next, fix an arbitrary z in X(Ox{xi:i=0,.,n1}). Such a z exists since X has no isolated points and Ox is small enough. Since X is strongly (n+1)-homogeneous and has no isolated points, there exists gHom(X) such that g(z)=y and g(xi)Oi{y}. Then gU. Since g1(y)=zOx, we conclude that g1V.

Corollary 2.5.

If X is strongly n-homogeneous for each n and has no isolated points, then Homp(X) is neither topological, nor paratopological, nor semitopological group.

In Corollary 2.5 and the preceding lemmas, we cannot replace "strong n-homogeneity" with "n-homogeneity". Recall that X is n-homogeneous if given any two n-sized subsets A and B of X there exists hHom(X) such that f(A)=B (see [7] for references). Note that is n-homogeneous for any positive n but not strongly n-homogeneous for n>2. It is known that Homp() is a topological group (see, for example, [4, Lemma 2.1]). Therefore, is a witness that "strongly" cannot simply be dropped from the mentioned statements.

For the remainder of this study, we say that XY is h-embedded in Y if any homeomorphisim h from X onto X can be extended to a homeomorphism from Y onto Y.

Problem 2.6.

Suppose that X is h-embedded in Y as an open subset. Suppose that Homp(X) is not a topological group. Can one conclude that Homp(Y) is not a topological group? What if X is a dense (or open and dense) subset of X?

In Problem 2.6, it is important to place a strong condition on how X is h-embedded in Y. This is justified by the following statement.

Proposition 2.7.

For any space X there exists a space Y such that X h-embeds in Y as a closed subspace and Homp(Y) is a topological group.

Proof 2.8.

The conclusion is a corollary to Corollary 3.5. The proof is in the next section since it has a positive flavor and does not match the goal of this section.

3. Ones That Are

We start by showing that for any space X there exists a space Y such that X h-embeds in a Y as a closed subspace and Homp(Y) is a topological group. To construct such Y we introduce a structure that looks very similar to the Alexandroff double but instead of an isolated twin x for each x we attach to each x a segment. Next is a detailed construction.


Construction of Alexandroff Noodles. Given a topological space X, the Alexandroff Noodles of X, denoted as XI, is defined as follows. Let D={dx:xX} be a discrete space of the same cardinality as X indexed by the elements of X. Then XI is the quotient space defined by the partition on X(D×[0,1]) whose only non-trivial elements are in the form {x,dx,0}, where xX. For brevity, we agree to refer to elements {x,dx,0} by 0x, to {dx,r} for r(0,1] by rx and to {dx}×(a,b) by (ax,bx). That is, every point of XI is identified as rx with r[0,1] and xX.


Clearly, if X is Tychonoff, so is XI. Note that OX={0x:xX} is a closed subspace of XI and is homeomorphic to X by virtue of map x0x. Further, let f be a homeomorphism from OX onto OX. The map g:XIXI defined by g(rx)=ry, where f(0x)=0y is a homeomorphic extension of f. Thus, X is h-embedded in XI as a closed subspace. We will next show that Homp(XI) is a topological group for any X.

Lemma 3.1.

Let X be a topological space and let XI be its Alexandroff Noodles. Then, the map ff1 is continuous on Homp(XI).

Proof 3.2.

Fix fHom(XI), pXI, and an open neighborhood Op of p. Put q=f(p) and V={hHom(XI):h(q)Op}. Clearly, V is an open neighborhood of f1. It remains to find an open neighborhood U of f such that U1V. We will break down our argument into cases.

Case (p=0x for some xX):

If x is not isolated in X, then q=0y for some yX. Put U={hHom(XI):h(1x)(0.5y,1y]}. Clearly, fU. If hU, then h(p)=0y. Hence, U1V.

If x is isolated in X, then q=0y or q=1y for an isolated yX. In either case, [0y,1y] is open in XI. Assume q=0y. Then set U={hHom(XI):h(p)[0y,0.5y)} is as desired. Indeed, if hU, then h(p)=0y. Hence, U1V.

Case (p=1x for some xX):

If x is isolated, then the argument of the subcase of isolated x of the previous case applies. We assume now that x is not isolated. Then, q=1y for some yX. The set U={hHom(XI):h(p)(0.5y,1y]} is a s desired.

Case (p=rx for some xX and r(0,1)):

Then q=ty for some t(0,1) and yX. Select ax,ax,bx,bx(0x,1x) such that (ax,bx)Op and ax<ax<rx<bx<bx. Since f is a homeomorphism, f(ax) and f(bx) are elements of (0y,1y) on the opposite sides of ry. The set U={hHom(XI):h(ax)f((ax,rx)),f(bx)f((rx,bx))} is an open neighborhood of f. To show that U is as desired, fix hU. Then h(ax) and h(bx) are on the opposite sides of ry. Therefore, h1(ry)(ax,bx)(ax,bx)Op.

Lemma 3.3.

Let X be a topological space and let XI be its Alexandroff Noodles. Then, f,gfg is a continuous map from Homp(XI)×Homp(XI) to Homp(XI).

Proof 3.4.

Fix f,gHom(XI), aXI, and an open neighborhood Oc of c=f(g(a)). Put Ufg={hHom(XI):h(a)Oc}. We need to find open neighborhoods Uf and Ug of f and g, respectively, such that UfUgUfg. Put b=g(a). Using our agreed notations, a[0x,1x],b[0y,1y], and c[0z,1z] for some x,y,zX.

Case (a=0x for some xX):

If x is not isolated, then b=0y and c=0z for some y,zX. Put Ug={hHom(XI):h(1x)(0y,1y]} and Uf={hHom(XI):h(1y)(0z,1z]}. If gUg and fUf, then g(0x)=0y and f(0y)=0z. Hence, fgUfUg.

If x is isolated, then b{0y,1y} and c{0z,1z}. All variations are treated similarly. We assume that b=1y and c=0z. Put Ug={hHom(XI):h(1x)[0y,1y)} and Uf={hHom(XI):h(0y)(0z,1z]}. To show that Uf and Ug are as desired, pick gUg and fUf. Since g(1x)[0y,1y) we conclude that g(1x)=0y. Hence, g(0x)=1y. Similarly, we conclude that f(1y)=0z. Therefore, f(g(0x))=0z=cOc

Case (a=1x for some xX):

If x is not isolated, then neither is y nor is z. Therefore, b=1y and c=1z. Put Ug={hHom(XI):h(1x)(0.5y,1y]} and Uf={hHom(XI):h(1y)(0.5z,1z]}.

If x is isolated, then the case is treated similarly to the case when a=0x and x is isolated.

Case (a=rx for some xX and r(0,1)):

Then b=sy and c=tz for some s,t(0,1). We may assume now that Oc=(tz,tz′′)(0z,1z). Pick (s,s′′)(0,1) that contains s such that f((sy,sy′′))Oc. Since f is an automorphism, f(sy) and f(sy′′) are on the opposite sides of tz. We may assume that f(sy)<tz. Put Uf={hHom(XI):h(sy)(tz,tz),h(sy′′)(tz,tz′′)}. Clearly, fUf. Note that any hUf maps (sy,sy′′) inside of Oc.

Next, pick (r,r′′)(0,1) that contains r such that f((rx,rx′′))(sy,sy′′). Since f is an automorphism, f(rx) and f(rx′′) are on the opposite sides of sy. We may assume that f(rx)<sy. Put Ug={hHom(XI):h(rx)(sy,sy),h(rx′′)(sy,sy′′)}. Note that any hUf maps (rx,rx′′) inside of (sy,sy′′), which implies that Ug and Uf are as desired.

The proof is complete.

Lemmas 3.1 and 3.3 imply the following.

Corollary 3.5.

Let X be a topological space and let XI be its Alexandroff Noodles. Then, Homp(XI) is a topological group.

For the purpose of our next discussion, by Homd(X) we denote the space with the underlying set Hom(X) and the topology generated by sets in form U(x,y)={hHom(X):h(x)=y}. Note that the topology of Homp(X) is a subset of the topology of Homd(X) since {hHom(X):h(x)O} is equal to yO{hHom(X):h(x)=y}. While Homp(X) need not be a topological group, Homd(X) is always one. To see why ff1 is continuous, fix fHom(X) and xX. Put y=f(x) and Vf1={hHom(X):h(y)=x}. Clearly, Vf={hHom(X):h(x)=y} is an open neighborhood of f and (Vf)1=Vf1. A similar argument shows that the function composition is also a continuous operation. We will use Homd(X) to present our next positive observation of this study.

Let X be a space and x,yX. We say that x is equivalent to y if f(x)=y for some fHom(X). We say that X is locally unique at x if there exists an open neighborhood O of x such that x is not equivalent to any y in O{x}. Loosely speaking, all look-alikes of x are very far from x. There are many such spaces among classical examples. In particular, any subspace of an ordinal is such. Moreover, any subspace of αn is such for any ordinal α and any positive integer n. It is also observed in [5] that scattered spaces are such as well. Observe that if xX is not equivalent to any element in O{x}, then f(x) is not equivalent to any element in f(O){f(x)} for any fHom(X).

Lemma 3.6.

Let X be locally unique at all its points. Then Homp(X) is a topological group. Moreover, Homp(X)=Homd(X).

Proof 3.7.

Let 𝒯p and 𝒯d be the topologies of Homp(X) and Homd(X), respectively. By our earlier discussion, it suffices to show that 𝒯d𝒯p. For this, fix any open neighborhood U of f in Homp(X). There exist x1,,xnX and open sets O1,,OnX such that fV={hHom(X):h(xi)Oi,i=1,,n}U. We may assume that each Oi is small enough so that f(xi) is not equivalent to any element in Oi{f(xi)}. Therefore, h(xi)=f(xi) for each i=1,,n and each hV. Hence V={hHom(X):h(xi)=f(xi),i=1,,n}, which completes the proof.

In [5], the author proves that Homp(X)=Homd(X) for scattered spaces and concludes that Homp(X) is a topological group. Even though Lemma 3.6 does not add any new interesting spaces to our collection, we included it to double down on our original claim that we have to sacrifice strong homogeneity properties in search for spaces X for which Homp(X) is a topological group.

For our next discussion, by XX we denote the Alexandroff double of X . If YX, then XY is the corresponding subspace of the Alexandroff double of X. Recall that the topology of XX is generated by sets UUF and F, where U is open in X and F is a finite subset of X (see [3] for general properties of the structure).

Theorem 3.8.

Let X have no isolated points and let Homp(X) be a topological group. Then Homp(XY) is a topological group for any YX.

Proof 3.9.

First, since X has no isolated points we conclude that f(X)=X for any fHom(XY). In other words, f|XHom(X) for every fHom(XY). To show continuity of the operation of taking the inverse, fix fHom(XY), pXY, and an open neighborhood O of p. Put q=f(p) and V={hHom(XY):h(q)O}. The set is an open neighborhood of f1 The goal is to show that there exists an open neighborhood U of f such that U1V. We have two cases.

Case (p is isolated):

Then {q} is an open set and U={hHom(XY):h(p)={q}} is as desired.

Case (p is not isolated):

Then pX. We may assume that O=(Op(OpY)){p} for some open neighborhood Op of p in X. Put VX={hHom(X):h(y)Op}. Clearly, VX is an open neighborhood of (f|X)1. Since Homp(X) is a topological group, there exists UX an open neighborhood of f|X such that UX1VX. We may assume that there exist x1,x2,,xn and open neighborhoods B1,,Bn of x1,,xn in X such that UX={hHom(X):h(x)Op,h(xi)Bi,i=1,,n}. For each i=1,,n let Oi=Bi(BiY). Put U={hHom(XY):h(p)O,h(xi)Oi,i=1,,n}. Clearly, U is an open neighborhood of f in Homp(XY) and U1V.

It would be interesting to know, of course, if we can drop in Theorem 3.8 the requirement of X having non isolated points.

Theorem 3.8 gives us many examples. Let us isolate one very notable into a corollary.

Corollary 3.10.

Homp() is a topological group.

We would like to finish our study with a few questions of similar character that may lead to a discovery of larger classes of spaces for which the space of automorphisms in the topology of point-wise convergence is a topological group.

Problem 3.11.

Let X have a basis such that Homp(B) is a topological group for every B. Is Homp(X) a topological group?

Problem 3.12.

Let X have an open cover 𝒰 such that Homp(U) is a topological group for every U𝒰. Is Homp(X) a topological group?

Problem 3.13.

Let X have a locally finite closed cover 𝒞 such that Homp(C) is a topological group for every C𝒞. Is Homp(X) a topological group?

Acknowledgements.
The author would like to thank the referee for valuable remarks, corrections, and references
Funding.
This paper has not received any external funding.
Author Contributions.
Conceptualization, project administration, supervision, validation, visualization, writing – original draft, writing – review & editing, R.B.

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